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    Encouraging solar energy adoption in rural India

    More than 73 million households in remote areas of the world get electricity not from a conventional power grid but rather from sources such as solar lanterns, solar home systems (SHSs) that can power several devices, and local solar-based microgrids. Such off-grid devices and systems provide life-changing services to people who are off centralized electricity grids, and they help spread the use of renewable energy. As a result, international aid organizations and nongovernmental organizations (NGOs) are working hard to encourage their adoption.

    To expedite the spread of solar technologies, such organizations need to understand the barriers and incentives for households to adopt them. Scholars have assumed that as household income increases, people will adopt newer, “higher-order” technologies and abandon older, “lower-order ones,” such as those that burn fossil fuels. But there’s clear evidence that in remote places people don’t easily abandon the energy sources they have — including their kerosene lanterns.

    What motivates people in remote communities to decide to buy and use a particular energy source? What encourages them to choose a certain solar lantern? And why do they then hang onto some of their older devices after acquiring new sources such as a microgrid or even access to the state-run electric grid?

    Three years ago, David Hsu, an associate professor of urban and environmental planning, and then-graduate student Elise Harrington PhD ’20, both of the Department of Urban Studies and Planning, decided to investigate those questions in remote villages in India. From preliminary work in the region, they knew that many households use a range of energy sources. If they were to figure out what had prompted a household to adopt and use particular technologies, they’d need to interview the whole decision-making group — a prospect they knew would be difficult. In the past, when Hsu and his colleagues knocked on doors to ask about interest in microgrid power, a crowd of villagers would quickly gather, the person with the highest status would respond, and everybody else would nod. For this study, he and Harrington needed to go into the home, determine what energy systems and appliances were present, and then get the family members to remember — together — how they had decided to purchase them and perhaps abandon previous systems.

    The first challenge would be to get in the door. “There are many different social norms that govern access to private spaces,” says Harrington. “But as a woman, I was allowed into interior living spaces. So I got to see firsthand the appliances and lights and so on that were installed or in use.” In addition, she had learned to speak some basic Hindi so she could introduce herself, refer to appliances, and ask basic questions.

    The second challenge was to get the group to remember decisions made in the past and what had motivated them — a process that could be both tedious and confusing. For help, the researchers engaged Ameya Athavankar of twobythree, a company based in Mumbai, India, that specializes in creating techniques using elements of game-playing for applications ranging from building and product design to marketing research. Athavankar quickly became an integral member of the research team, working to explore and test possible game formats and field protocols, helping to communicate in both Hindi and the local dialect, and leading the interviews.

    Game-playing reveals choices

    The United Nations recognizes six steps, or “tiers,” in the transition from having no electricity to being able to run high-power appliances. In their work, Hsu and Harrington decided to focus on the transition from no access to focused task lighting plus phone charging (tier 1), and then the move to general lighting, phone charging, and appliance use (tier 2). “Going from just kerosene to having electricity that provides you with basic lighting and charging can be a really transformative step for households,” says Harrington.

    In consultation with a local microgrid company and an NGO with a local office, the researchers selected three villages in the Gumla District of Jharkhand, India, for their study. Two of the villages — Bartoli and Neech Kobja — had access to the state-run electricity grid. The third village — Ramda Bhinjpur — had access to a private microgrid but not to the state grid. Within those three villages, the team selected a total of 22 households that represented a range of experience with solar technologies and fuels used for basic household lighting and charging.

    The photo below shows the result of using the researchers’ game-based protocol in one interview. In the game, colored playing cards represent five energy sources for lighting: a kerosene lantern, a solar lantern, an SHS, a microgrid, and the state grid. The layout of cards here shows the respondents’ choices at a series of decision points, moving in time from left to right. Each column shows the result of one decision, with cards in the top row representing “primary sources,” cards in the second row “backup sources,” and cards in the third row sources that have been eliminated for lighting use.

    The layout of cards shown here records what happened when people being interviewed in one household recalled making a series of decisions about their energy sources.

    Photo: Ameya Athavankar

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    In this interview, respondents started with a kerosene lantern (green card) — the initial lighting source in most households. Next they added a black card representing the state-run grid in the top position and moved the kerosene lantern down a row, indicating that they retained it in their household “stack” of energy sources but used it less. They then added a solar lantern (red), using it in tandem with the state grid such that both were primary sources. The solar lantern then broke — as indicated by the red card with the crossed-out image. Finally, they added a solar home system (orange) that they used along with the state grid, while retaining their kerosene lantern.

    Purchase and use patterns

    Following the same protocol, the researchers performed interviews at 22 households across the three villages. They then added up the sources cited as primary and as backup at each decision point across two groups: at microgrid households and at households connected to the state grid.

    The two groups show some marked differences in behavior, beginning with their move away from their kerosene lanterns. The microgrid households moved kerosene lanterns to backup as soon as they had other options available, whereas the state grid group continued to use their kerosene lanterns, only gradually shifting them to a backup position.

    Households in both groups adopted solar lanterns, and many continued to use them as a primary source even after being hooked up to a microgrid or the state grid. One reason cited was that solar lanterns can provide lighting for outdoor activities after dark. Perhaps more important, a government program was providing discounted solar lanterns through schools in all three villages.

    SHSs were also adopted by both groups. Indeed, many in the microgrid group went directly to an SHS, essentially leapfrogging over the solar lantern option. Once the two groups got grid access, their treatment of their SHSs differed: The microgrid households soon moved much of their SHS use into a backup position, while the state grid households continued to use their SHS as a primary source.

    The researchers stress that these interviews offer insight into household use patterns for solar power: Although the sample may be small, it provides rich qualitative data for understanding household decisions. And they did observe some interesting trends. For example, when households connected to a microgrid, they often shifted their existing sources to a backup position, using them on occasion to help defray the cost of the microgrid.

    In contrast, households that got access to the state-run grid frequently added both a solar lantern and an SHS, and continued to use them — even increasing their use over time. Moreover, they kept using their kerosene lanterns, only gradually moving them into a backup position. The state grid is notoriously unreliable, so people need to maintain good alternatives for use during blackouts.

    Explaining the choices

    To delve deeper into what influences technology choice, the researchers asked at each decision point why changes had been made. Using a second set of cards, they asked respondents about the possible importance of five factors: awareness, availability and access, capacity, unit pricing, and quality.

    The adoption of every energy technology — but especially the SHS and microgrid — was intended to increase system capacity to meet more end uses, including additional appliances. People cited pricing and payment options as influencing their decisions to acquire solar lanterns and SHSs. Decisions to connect to the state grid were totally dependent on access, whereas decisions to connect to a solar microgrid were more heavily influenced by awareness of the technology.

    Notably, failures in the quality of higher-order sources often influenced the retention of lower-order sources. Fully 90 percent of respondents mentioned capacity as influencing their decision to retain their SHS, citing its ability to provide brighter light and greater coverage than other sources. Solar lanterns were retained for their portability and ability to provide better-quality light for studying and other indoor activities. Most households retained kerosene and solar lanterns as well as SHSs to provide coverage during state grid or microgrid outages.

    The researchers cite several responses as unexpected. For example, when purchasing an SHS, respondents were initially interested in financing — until they learned about the interest rate and the monthly payments. In general, respondents said that they preferred to make cash payments all at once because their household income varies with the season. Interestingly, other areas of the world with growing off-grid solar markets often have strong programs of pay-as-you-go financing for solar products.

    Even more surprising to Harrington was finding that the people interviewed typically paid little attention to warranties or quality labels when making purchases. “There are important efforts in India, and internationally, that focus on setting technical quality standards and providing labeling and certification to communicate those quality standards to consumers,” she says. “But we found that what matters to people is their personal relationship with a shop owner or with the person or organization that introduces them to a solar product.”

    Powering appliances

    Finally, the researchers looked at what appliances and activities people supported with an SHS, microgrid, and grid. They grouped households into three categories by income and compared end uses across those three electricity sources.

    For the high- and middle-income groups, an SHS permitted the use of high-watt devices such as fans, televisions, and laptop computers along with mobile phones and lights. Connection to either the state grid or a microgrid enabled those income groups to undertake income-generating enterprises such as operating a convenience store or running an electronics repair shop. That finding is notable because many aid organizations and microgrid operators emphasize the importance of enabling productive activities when providing electricity to underserved populations.

    For the lowest income group, an SHS made possible the first move in electricity access — getting mobile phones and lights. But once on the state-run grid, even some of the most financially constrained households could run televisions and fans as well. “For all the discussion about the challenges with grid reliability and quality, you also see this amazing opportunity that the grid provides to those in our study with the lowest income,” says Harrington.

    Policy implications and plans

    The researchers’ findings demonstrate the value of introducing SHSs and solar lanterns to provide basic lighting and charging capability before the grid is available. In some cases, supporting adoption of those technologies is the most cost-effective approach to spreading electrification, at least in the short term.

    The study also shows that people tend to buy solar devices and services in response to interactions with those whom they trust. In one case, a village decided to participate in a microgrid after an NGO well-known to the community organized a trip to see a microgrid in another village. More such efforts at consumer education and engagement may be needed to support off-grid solar.

    Finally, the research confirms the value of the card-based interview technique for data collection and subsequent analysis. Taking a photograph of the laid-out cards at the end of each interview proved important to remembering and then analyzing the timeline and key factors influencing the decisions made at each step. “If we had just done interviews and transcriptions, I don’t think we ever would have made sense of what people’s decision process was,” says Hsu. “People don’t always remember the sequence or rationale for their energy adoption choices until you give them a way to record their experience.”

    The researchers also see another potential application of the technique. Setting up a microgrid to provide different levels of service to households in a village requires a high degree of collective decision-making. Perhaps a version of their card-playing interview technique could support that decision-making, ensuring that every household is heard and gets what it needs from the proposed microgrid.

    This research was supported by MIT’s Tata Center for Technology and Design, which is part of the MIT Energy Initiative.

    This article appears in the Autumn 2020 issue of Energy Futures, the magazine of the MIT Energy Initiative. More

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    Homing in on longer-lasting perovskite solar cells

    Materials called perovskites are widely heralded as a likely replacement for silicon as the material of choice for solar cells, but their greatest drawback is their tendency to degrade relatively rapidly. Over recent years, the usable lifetime of perovskite-based cells has gradually improved from minutes to months, but it still lags far behind the decades expected from silicon, the material currently used for virtually all commercial solar panels.

    Now, an international interdisciplinary team led by MIT has come up with a new approach to narrowing the search for the best candidates for long-lasting perovskite formulations, out of a vast number of potential combinations. Already, their system has zeroed in on one composition that in the lab has improved on existing versions more than tenfold. Even under real-world conditions at full solar cell level, beyond just a small sample in a lab, this type of perovskite has performed three times better than the state-of-the-art formulations.

    The findings appear in the journal Matter, in a paper by MIT research scientist Shijing Sun, MIT professors, Moungi Bawendi,  John Fisher, and Tonio Buonassisi, who is also a principal investigator at the Singapore-MIT Alliance for Research and Technology (SMART), and 16 others from MIT, Germany, Singapore, Colorado, and New York.

    Perovskites are a broad class of materials characterized by the way atoms are arranged in their layered crystal lattice. These layers, described by convention as A, B, and X, can each consist of a variety of different atoms or compounds. So, searching through the entire universe of such combinations to find the best candidates to meet specific goals — longevity, efficiency, manufacturability, and availability of source materials — is a slow and painstaking process, and largely one without any map for guidance.

    “If you consider even just three elements, the most common ones in perovskites that people sub in and out are on the A site of the perovskite crystal structure,” which can each easily be varied by 1-percent increments in their relative composition, Buonassisi says. “The number of steps becomes just preposterous. It becomes very, very large” and thus impractical to search through systematically. Each step involves the complex synthesis process of creating a new material and then testing its degradation, which even under accelerated aging conditions is a time-consuming process.

    The key to the team’s success is what they describe as a data fusion approach. This iterative method uses an automated system to guide the production and testing of a variety of formulations, then uses machine learning to go through the results of those tests, combined again with first-principles physical modeling, to guide the next round of experiments. The system keeps repeating that process, refining the results each time.

    Buonassisi likes to compare the vast realm of possible compositions to an ocean, and he says most researchers have stayed very close to the shores of known formulations that have achieved high efficiencies, for example, by tinkering just slightly with those atomic configurations. However, “once in a while, somebody makes a mistake or has a stroke of genius and departs from that and lands somewhere else in composition space, and hey, it works better! A happy bit of serendipity, and then everybody moves over there” in their research. “But it’s not usually a structured thought process.”

    This new approach, he says, provides a way to explore far offshore areas in search of better properties, in a more systematic and efficient way. In their work so far, by synthesizing and testing less than 2 percent of the possible combinations among three components, the researchers were able to zero in on what seems to be the most durable formulation of a perovskite solar cell material found to date.

    “This story is really about the fusion of all the different sets of tools” used to find the new formulation, says Sun, who coordinated the international team that carried out the work, including the development of a high-throughput automated degradation test system that monitors the breakdown of the material through its changes in color as it darkens. To confirm the results, the team went beyond making a tiny chip in the lab and incorporated the material into a working solar cell.

    “Another point of this work is that we actually demonstrate, all the way from the chemical selection until we actually make a solar cell in the end,” she says. “And it tells us that the machine-learning-suggested chemical is not only stable in its own freestanding form. They can also be translated into real-life solar cells, and they lead to improved reliability.” Some of their lab-scale demonstrations achieved longevity as much as 17 times greater than the baseline formula they started with, but even the full-cell demonstration, which includes the necessary interconnections, outlasted the existing materials by more than three times, she says.

    Buonassisi says the method the team developed could also be applied to other areas of materials research involving similarly large ranges of choice in composition. “It really opens the door for a mode of research where you can have these short, quick loops of innovation happening, maybe at a subcomponent or a material level. And then once you zero in on the right composition, you bump it up into a longer loop that involves device fabrication, and you test it out” at that next level.

    “It’s one of the big promises of the field to be able to do this type of work,” he says. “To see it actually happen was one of those [highly memorable] moments. I remember the exact place I was when I received the call from Shijing about these results — when you start to actually see these ideas come to life. It was really stunning.”

    “What is particularly exciting about [this] advance is that the authors use physics to guide the intuition of the [optimization] process, rather than limiting the search space with hard constraints,” says University Professor Edward Sargent of the University of Toronto, a specialist in nanotechnology who was not connected with this research. “This approach will see widespread exploitation as machine learning continues to move toward solving real problems in materials science.”

    The team included researchers at MIT, the Helmholz Intitute in Germany, the Colorado School of Mines, Brookhaven National Laboratory in New York, the Singapore-MIT Alliance for Research and Technology, and the Institute of Materials for Electronics and Energy Technology in Erlangen, Germany. The work was supported by DARPA, Total SA, the National Science Foundation, and the Skoltech NGP program. More

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    Sustainable solutions at home and abroad

    Arnav Patel is a self-described sustainability enthusiast. Working on solutions related to climate change has been a central thread woven throughout his time at MIT.  As a first-year student, he was initially drawn to mechanical engineering because he wanted to keep his options open.

    “I felt like mechanical engineering is that perfect niche where there’s so much exposure to so many different fields. It has taught me more than just how to build things, it has changed how I think. It was honestly the best decision I ever made,” says Patel, now a senior studying mechanical engineering.

    Class 2.00C (Design for Complex Environmental Issues), which is offered through the departments of Mechanical Engineering, Civil and Environmental Engineering, and MIT D-Lab, was the first class to expose him to how engineers are developing solutions to promote sustainability. Part of the Terrascope program for first-year students, the class focused on the theme “climate resiliency” the year Patel took it. Patel and his classmates traveled to the Netherlands for the class to see the infrastructure that has been built to mitigate damage from climate change-related flooding. 

    The class and trip were a turning point for Patel.

    “From then on, I have approached sustainability in pretty much every direction I could at MIT,” he says.

    Advocating for fossil fuel divestment

    The summer after his sophomore year, Patel became a founding member of a group called MIT Divest. The student-led group advocates for MIT to divest or remove investments in any companies that “develop fossil fuel resources beyond the 2 degrees Celsius carbon emissions limit, spread climate disinformation, and engage in anti-climate lobbying.”

    The group also asks that any money divested from the fossil fuel industry be reinvested into carbon-free energy enterprises. For Patel, who is now co-chair of MIT Divest along with physics major Jessica Cohen, the group was his first foray into activism.

    “Our work at MIT Divest is really exploring the climate activism side of things,” says Patel. “As a young person, I don’t have a lot of power on a government scale besides how I vote, but with MIT Divest I felt empowered to fight for change within the MIT community.”

    Since launching, the group engaged in a number of activities to encourage fellow students and faculty to consider divestiture, including surveys, articles in MIT’s student newspaper The Tech, and meetings with members of MIT’s administration.

    Patel is also the MIT Divest representative on MIT’s Climate Action Advisory Committee. He and the MIT Divest team hope to make divestments a central talking point as MIT shapes its Climate Action Plan, to be released this spring.

    While MIT Divest has afforded Patel the opportunity to explore climate activism, his academic work has helped him develop sustainable solutions both on MIT’s campus and places further afield, like the Himalaya.

    Reusable utensils on campusAs with most seniors this year, the fall 2020 semester looked different than Patel had envisioned. He was able to live on campus with his classmates, following various Covid-19 protocols put in place to keep the campus community safe.  

    In class 2.S885 (Exploring Sustainability at Different Scales), Patel and his classmate Sheila Kennedy-Moore examined how to make on-campus dining during the pandemic more sustainable. For their final project in the class, Patel and Kennedy-Moore compared the energy use and carbon emissions associated with a variety of disposable utensils, containers, and cups.

    They did a quantitative analysis of the materials used in the disposables provided to students eating in their dorm rooms by MIT Dining and made recommendations based on which materials had the smallest carbon footprint.

    The pair also examined the effectiveness of the Reusable Utensil Pilot, launched by the Student Sustainability Coalition during the fall semester. They took into account the energy used to wash reusable utensils in warm water after each use.“What we found was that shifting from fully disposable utensils to reusable utensils could halve carbon emissions for the utensils during the semester,” says Patel.

    Their work was referenced in a recommendation made by Waste Watchers, UA Sustain, and MIT SSC for MIT to provide reusable utensils to students. This spring, MIT Dining decided to include reusable utensils in students’ “back-to-campus” tote bag to promote the use of reusable utensils.

    Sustainable Homes in the HimalayaFor his senior thesis, Patel is working with a team at MIT D-Lab in collaboration with Institute of Chemical Technology (ICT)-Mumbai and University of Petroleum and Energy Studies (UPES) on developing home energy solutions for communities in the Himalayan region. During the cold winter months, many Himalayan communities rely on inefficient and ineffective home heating methods. Some of these methods, in addition to open fires used to cook meals, are hazardous to people’s health.

    “People often walk long distances to collect wood, suffer from fine particulate pollution from indoor fires and heating and cooking devices, and lack the ability to adequately provide heat during cold months and cook safely throughout the year,” says Patel.

    The research team has conducted surveys to better understand the difficulties these communities face. Patel will conduct an analysis of this data and analyze user needs and preferences. His analysis will help to guide the team on which solutions may be suitable for problems associated with household energy in the region.

    “Arnav has used his engineering intuition and user research skills that he learned in D-Lab courses to design and analyze a household needs assessment for our project on Livable Himalayan Homes,” says Daniel Sweeney, a research scientist at MIT D-Lab. “This project will result in affordable home energy solutions that meet the unique needs of these families and can be scaled across communities in the Himalayan region.”

    According to Sweeney, Patel has become an integral part of MIT D-Lab over the years. “Arnav has a unique mix of MIT-nerdiness along with great care, dedication, and respect for the many collaborators he has worked with around the world. He has been a valuable member of the D-Lab family,” Sweeney adds.

    In addition to working on his thesis, this semester Patel is participating in an MIT Experiential Learning Opportunity (ELO) with Beth Israel Deaconess Medical Center to help assess how their real estate decisions affect their carbon emissions. 

    Sustainability in consultingAfter graduation in June, Patel will join management consulting firm Bain and Company as an associate consultant. While the move to management consulting may seem like a divergence from his passion for sustainability, Patel sees an opportunity to approach problems associated with climate change from a different angle.

    “I landed in the management consulting realm because I wanted to understand the business world a little bit better,” he says. “That’s another area where I feel like I could play my part in pushing sustainability.” More

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    Powering the energy transition with better storage

    “The overall question for me is how to decarbonize society in the most affordable way,” says Nestor Sepulveda SM ’16, PhD ’20. As a postdoc at MIT and a researcher with the MIT Energy Initiative (MITEI), he worked with a team over several years to investigate what mix of energy sources might best accomplish this goal. The group’s initial studies suggested the “need to develop energy storage technologies that can be cost-effectively deployed for much longer durations than lithium-ion batteries,” says Dharik Mallapragada, a research scientist with MITEI.  

    In a new paper published in Nature Energy, Sepulveda, Mallapragada, and colleagues from MIT and Princeton University offer a comprehensive cost and performance evaluation of the role of long-duration energy storage (LDES) technologies in transforming energy systems. LDES, a term that covers a class of diverse, emerging technologies, can respond to the variable output of renewables, discharging electrons for days and even weeks, providing resilience to an electric grid poised to deploy solar and wind power on a large scale.

    “If we want to rely overwhelmingly on wind and solar power for electricity — increasingly the most affordable way to decrease carbon emissions — we have to deal with their intermittency,” says Jesse Jenkins SM ’14, PhD ’18, an assistant professor of mechanical and aerospace engineering and the Andlinger Center for Energy and the Environment at Princeton University and former researcher at MITEI.

    In their paper, the researchers analyzed whether LDES paired with renewable energy sources and short-duration energy storage options like lithium-ion batteries could indeed power a massive and cost-effective transition to a decarbonized grid. They also investigated whether LDES might even eliminate the need for available-on-demand, or firm, low-carbon energy sources such as nuclear power and natural gas with carbon capture and sequestration.

    “The message here is that innovative and low-cost LDES technologies could potentially have a big impact, making a deeply decarbonized electricity system more affordable and reliable,” says lead author Sepulveda, who now works as a consultant with McKinsey and Company.  But, he notes, “We will still be better off retaining firm low-carbon energy sources among our options.”

    In addition to Jenkins and Mallapragada, the paper’s coauthors include Aurora Edington SM ’19, a MITEI research assistant at the time of this research and now a consultant at The Cadmus Group; and Richard K. Lester, the Japan Steel Industry Professor and associate provost at MIT, and former head of the Department of Nuclear Science and Engineering.

    “As the world begins to focus more seriously on how to achieve deep decarbonization goals in the coming decades, the insights from these system-level studies are essential,” says Lester. “Researchers, innovators, investors, and policymakers will all benefit from knowledge of the cost and technical performance targets that are suggested by this work.” 

    Performance and cost

    The team set out to assess the impacts of LDES solutions in hypothetical electric systems that reflect real-world conditions, where technologies are scrutinized not merely by their standalone attributes, but by their relative value when matched against other energy sources.

    “We need to decarbonize at an affordable cost to society, and we wanted to know if LDES can increase our probability of success while also reducing overall system cost, given the other technologies competing in the space,” says Sepulveda.

    In pursuit of this goal, the team deployed an electricity system capacity expansion model, GenX, earlier developed by Jenkins and Sepulveda while at MIT. This simulation tool made it possible to evaluate the potential system impact of utilizing LDES technologies, including technologies currently being developed and others that could potentially be developed, for different future low-carbon electric grid scenarios characterized by cost and performance attributes of renewable generation, different types of firm generation, as well as alternative electricity demand projections. The study, says Jenkins, was “the first extensive use of this sort of experimental method of applying wide-scale parametric uncertainty and long-term systems-level analysis to evaluate and identify target goals regarding cost and performance for emerging long-duration energy storage technologies.”

    For their study, the researchers surveyed a range of long-duration technologies — some backed by the U.S. Department of Energy’s Advanced Research Projects Agency-Energy (ARPA-E) program — to define the plausible cost and performance attributes of future LDES systems based on five key parameters that encompass a range of mechanical, chemical, electrochemical, and thermal approaches. These include pumped hydropower storage, vanadium redox flow batteries, aqueous sulfur flow batteries, and firebrick resistance-heated thermal storage, among others.

    “Think of a bathtub, where the parameter of energy storage capacity is analogous to the volume of the tub,” explains Jenkins. Continuing the analogy, another important parameter, charge power capacity, is the size of the faucet filling the tub, and discharge power capacity, the size of the drain. In the most generalized version of an LDES technology, each attribute of the system can be independently sized. In optimizing an energy system where LDES technology functions as “an economically attractive contributor to a lower-cost, carbon-free grid,” says Jenkins, the researchers found that the parameter that matters the most is energy storage capacity cost.

    “For a comprehensive assessment of LDES technology design and its economic value to decarbonized grids, we evaluated nearly 18,000 distinctive cases,” Edington explains, “spanning variations in load and renewable resource availability, northern and southern latitude climates, different combinations of LDES technologies and LDES design parameters, and choice of competing firm low-carbon generation resources.”

    Some of the key takeaways from the researchers’ rigorous analysis:

    LDES technologies can offer more than a 10 percent reduction in the costs of deeply decarbonized electricity systems if the storage energy capacity cost (the cost to increase the size of the bathtub) remains under the threshold of $20/kilowatt-hour. This value could increase to 40 percent if energy capacity cost of future technologies is reduced to $1/kWh and to as much as 50 percent for the best combinations of parameters modeled in the space. For purposes of comparison, the current storage energy capacity cost of batteries is around $200/kWh.
    Given today’s prevailing electricity demand patterns, the LDES energy capacity cost must fall below $10/kWh to replace nuclear power; for LDES to replace all firm power options entirely, the cost must fall below $1/kWh.
    In scenarios with extensive electrification of transportation and other end-uses to meet economy-wide deep decarbonization goals, it will be more challenging in northern latitudes to displace firm generation under any likely future combination of costs and efficiency performance range for known LDES technologies. This is primarily due to greater peak electricity demand resulting from heating needs in colder climates.

    Actionable insights

    While breakthroughs in fusion energy, next-generation nuclear power, or carbon capture could well shake up their models, the researchers believe that insights from their study can make an impact right now.

    “People working with LDES can see where their technology fits in to the future electricity mix and ask: ‘Does it make economic sense from a system perspective?’” says Mallapragada. “And it’s a call for action in policy and investment in innovation, because we show where the technology gaps lie and where we see the greatest value for research breakthroughs in LDES technology development.”

    Not all LDES technologies can clear the bar in this design space, nor can there be reliance on LDES as the exclusive means to expand wind and solar swiftly in the near term, or to enable a complete transition to a zero-carbon economy by 2050.

    “We show how promising LDES technologies could be,” says Sepulveda. “But we also show that these technologies are not the one solution, and that we are still better off with them complementing firm resources.”

    Jenkins spies niche market opportunities for LDES immediately, such as places with a lot of wind and solar deployed and limits on transmission to export that power. In such locations, storage could fill up when transmission is at its limit, and export power later while maximizing use of the power line capacity. But LDES technologies must be ready to make a major impact by the late 2030s and 2040s, he believes, by which time economies might need to be weaned completely off of natural gas dependency if decarbonization is to succeed.

    “We must develop and deploy LDES and improve other low-carbon technologies this decade, so we can present real alternatives to policymakers and power system operators,” he says.

    In light of this urgent need, Jenkins at Princeton and Mallapragada at MIT are now working to evaluate and advance technologies with the greatest potential in the storage and energy fields to hasten the zero-carbon goal. With help from ARPA-E and MITEI, they are making the state-of-the-art GenX electricity system planning model an open-source tool for public use as well. If their research and modeling approach can show developers and policymakers what kind of designs are most impactful, says Sepulveda, “We could have a decarbonized system that’s less expensive than today’s system if we do things right.”

    This research was supported by a grant from the National Science Foundation, and by MITEI’s Low-Carbon Energy Center for Electric Power Systems. More

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    Cooling homes without warming the planet

    As incomes in developing countries continue to rise, demand for air conditioners is expected to triple by 2050. The surge will multiply what is already a major source of greenhouse gas emissions: Air conditioning is currently responsible for almost 20 percent of electricity use in buildings around the world.

    Now the startup Transaera is working to curb those energy demands with a more efficient air conditioner that uses safer refrigerants to cool homes. The company believes its machine could have one-fifth the impact on the climate when compared to traditional ACs.

    “The thing about air conditioning is the basic technology hasn’t changed much since it was invented 100 years ago,” says Transaera chief engineer Ross Bonner SM ’20.

    That will change rapidly if Transaera’s small team is successful. The company is currently a finalist in a global competition to redesign the air conditioner. The winner of the competition, named the Global Cooling Prize, will get $1 million to commercialize their machines.

    At the heart of Transaera’s design is a class of highly porous materials called metal organic frameworks, or MOFs, that passively pull moisture from the air as the machine works. Co-founder Mircea Dincă, the W.M. Keck Professor of Energy in MIT’s Department of Chemistry, has done pioneering research on MOFs, and the company’s team members see the materials’ commercial advancement as an important part of their mission.

    “MOFs have a lot of potential applications, but the thing that’s held them back is unit economics and the inability to make them in a cost-effective way at scale,” says Bonner. “What Transaera aims to do is be the first to commercialize MOFs at scale and lead the breakthrough that brings MOFs into the public domain.”

    Dincă’s co-founders are Transaera CEO Sorin Grama SM ’07, who is also a lecturer at MIT D-Lab, and CTO Matt Dorson, a mechanical engineer who worked with Grama on a previous startup.

    “I’m just incentivized by this idea of creating something revolutionary,” says Grama. “We’ve designed these new devices, but we’re also bringing this material knowledge, with Mircea and our collaborators, and blending the two to create something really new and different.”

    A material of opportunity

    Grama and Dorson previously collaborated at Promethean Power Systems, which develops off-grid refrigeration solutions for farmers in India. To date, the company has installed 1,800 refrigeration systems that serve roughly 60,000 farmers each day. After stepping down as CEO in 2015, Grama returned to the Institute to teach at MIT D-Lab and serve as an entrepreneur-in-residence at the Martin Trust Center for MIT Entrepreneurship.

    During that time Grama was introduced to MOFs by Rob Stoner, the MIT Energy Initiative’s deputy director for science and technology and a founding director of the MIT Tata Center.

    Stoner introduced Grama to Dincă, who had been studying MOFs since he joined MIT’s faculty in 2010 and grew up 10 miles from Grama’s hometown in Romania.

    MOF’s intriguing properties come from their large internal surface area and the ability to finely tune the size of the tiny chambers that run through them. Dincă previously developed MOFs with chambers just big enough to trap water molecules from the air. He described them as “sponges on steroids.”

    Grama began thinking about using the material for refrigeration, but another application soon presented itself. Most people think air conditioners only cool the air in a space, but they also dry the air they’re cooling. Traditional machines use something called an evaporator, a cold coil to pull water out of the air through condensation. The cold coil must be made much colder than the desired temperature in the room in order to collect moisture. Dorson says pulling moisture out of the air takes up about half of the electricity used by traditional air conditioners.

    Transaera’s MOFs passively collect moisture as air enters the system. The machine’s waste heat is then used to dry the MOF material for continuous reuse.

    Transaera was formally founded in the beginning of 2018, and the Global Cooling Prize was announced later that year. Hundreds of teams expressed interest, and Transaera was ultimately selected as one of eight finalists and given $200,000 to deliver prototypes to competition organizers.

    Bonner joined the company in 2019 after exploring paths to carbon neutral ACs as part of a mechanical engineering class at MIT.

    When Covid-19 began sweeping through countries around the world, it was decided the Cooling Prize’s trials in India would be run remotely. Adding to the challenge, the co-founders didn’t have access to their lab in Somerville due to restrictions and were using their own tools and garages to complete the prototypes. After shipping off their prototypes, Transaera had to help Prize organizers install them through a live video feed for field trials in multiple locations in India. The team says the results validated Transaera’s approach and showed the system had a significantly lower climate impact than baseline units.

    Transaera’s system also used a refrigerant known as R-32 with zero ozone depleting potential (ODP) and a global warming potential about three times lower than another commonly used refrigerant.

    The milestone further convinced Transaera’s small team they were onto something.

    “This air conditioning problem can have a real, material impact on people’s quality of life,” Dorson says.

    Pushing a field forward

    The Global Cooling Prize will announce its winner next month. Regardless of what happens, Transaera will be growing the team this year and running additional trials in Boston. The company has been working with large manufacturers that have supplied equipment for prototypes and shown the founders how they might integrate their devices with existing technologies.

    The company’s foundational work with MOFs has continued even as Transaera’s air conditioner gets closer to commercialization. In fact, Transaera recently received a grant from the National Science Foundation to explore more efficient paths to MOF production with a lab at MIT.

    “MOFs open up so many possibilities for all kinds of revolutionary devices, not just in air conditioning, but in water harvesting, energy storage, and super capacitors,” Grama says. “This knowledge we’re developing can apply to so many other applications down the road, and I feel like we’re pioneering this field and pushing the edge of the technology.”

    Still, Transaera’s founders remain focused on bringing their AC to market first, acknowledging the problem they’re trying to tackle is big enough to keep them busy for a while.

    “It’s clear when you look at the swath of the world that’s in the hot, humid tropics, there’s a growing middle class, and one of the first thing they’ll want to buy is an air conditioner,” Dorson says. “Developing more efficient air conditioning systems is critical for the health of people and of our planet’s environment.” More

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    Design could enable longer lasting, more powerful lithium batteries

    Lithium-ion batteries have made possible the lightweight electronic devices whose portability we now take for granted, as well as the rapid expansion of electric vehicle production. But researchers around the world are continuing to push limits to achieve ever-greater energy densities — the amount of energy that can be stored in a given mass of material — in order to improve the performance of existing devices and potentially enable new applications such as long-range drones and robots.

    One promising approach is the use of metal electrodes in place of the conventional graphite, with a higher charging voltage in the cathode. Those efforts have been hampered, however, by a variety of unwanted chemical reactions that take place with the electrolyte that separates the electrodes. Now, a team of researchers at MIT and elsewhere has found a novel electrolyte that overcomes these problems and could enable a significant leap in the power-per-weight of next-generation batteries, without sacrificing the cycle life.

    The research is reported today in the journal Nature Energy in a paper by MIT professors Ju Li, Yang Shao-Horn, and Jeremiah Johnson; postdoc Weijiang Xue; and 19 others at MIT, two national laboratories, and elsewhere. The researchers say the finding could make it possible for lithium-ion batteries, which now typically can store about 260 watt-hours per kilogram, to store about 420 watt-hours per kilogram. That would translate into longer ranges for electric cars and longer-lasting changes on portable devices.

    The basic raw materials for this electrolyte are inexpensive (though one of the intermediate compounds is still costly because it’s in limited use), and the process to make it is simple. So, this advance could be implemented relatively quickly, the researchers say.

    The electrolyte itself is not new, explains Johnson, a professor of chemistry. It was developed a few years ago by some members of this research team, but for a different application. It was part of an effort to develop lithium-air batteries, which are seen as the ultimate long-term solution for maximizing battery energy density. But there are many obstacles still facing the development of such batteries, and that technology may still be years away. In the meantime, applying that electrolyte to lithium-ion batteries with metal electrodes turns out to be something that can be achieved much more quickly.

    The new application of this electrode material was found “somewhat serendipitously,” after it had initially been developed a few years ago by Shao-Horn, Johnson, and others, in a collaborative venture aimed at lithium-air battery development.

    “There’s still really nothing that allows a good rechargeable lithium-air battery,” Johnson says. However, “we designed these organic molecules that we hoped might confer stability, compared to the existing liquid electrolytes that are used.” They developed three different sulfonamide-based formulations, which they found were quite resistant to oxidation and other degradation effects. Then, working with Li’s group, postdoc Xue decided to try this material with more standard cathodes instead.

    The type of battery electrode they have now used with this electrolyte, a nickel oxide containing some cobalt and manganese, “is the workhorse of today’s electric vehicle industry,” says Li, who is a professor of nuclear science and engineering and materials science and engineering.  

    Because the electrode material expands and contracts anisotropically as it gets charged and discharged, this can lead to cracking and a breakdown in performance when used with conventional electrolytes. But in experiments in collaboration with Brookhaven National Laboratory, the researchers found that using the new electrolyte drastically reduced these stress-corrosion cracking degradations.

    The problem was that the metal atoms in the alloy tended to dissolve into the liquid electrolyte, losing mass and leading to cracking of the metal. By contrast, the new electrolyte is extremely resistant to such dissolution. Looking at the data from the Brookhaven tests, Li says, it was “sort of shocking to see that, if you just change the electrolyte, then all these cracks are gone.” They found that the morphology of the electrolyte material is much more robust, and the transition metals “just don’t have as much solubility” in these new electrolytes.

    That was a surprising combination, he says, because the material still readily allows lithium ions to pass through — the essential mechanism by which batteries get charged and discharged — while blocking the other cations, known as transition metals, from entering. The accumulation of unwanted compounds on the electrode surface after many charging-discharging cycles was reduced more than tenfold compared to the standard electrolyte.

    “The electrolyte is chemically resistant against oxidation of high-energy nickel-rich materials, preventing particle fracture and stabilizing the positive electrode during cycling,” says Shao-Horn, a professor of mechanical engineering and materials science and engineering. “The electrolyte also enables stable and reversible stripping and plating of lithium metal, an important step toward enabling rechargeable lithium-metal batteries with energy two times that of the state-the-art lithium-ion batteries. This finding will catalyze further electrolyte search and designs of liquid electrolytes for lithium-metal batteries rivaling those with solid state electrolytes.”

    The next step is to scale the production to make it affordable. “We make it in one very easy reaction from readily available commercial starting materials,” Johnson says. Right now, the precursor compound used to synthesize the electrolyte is expensive, but he says,  “I think if we can show the world that this is a great electrolyte for consumer electronics, the motivation to further scale up will help to drive the price down.”

    Because this is essentially a “drop in” replacement for an existing electrolyte and doesn’t require redesign of the entire battery system, Li says, it could be implemented quickly and could be commercialized within a couple of years. “There’s no expensive elements, it’s just carbon and fluorine. So it’s not limited by resources, it’s just the process,” he says.

    The research was supported by the U.S. Department of Energy and the National Science Foundation, and made use of facilities at Brookhaven National Laboratory and Argonne National Laboratory. More

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    At MIT Energy Conference, experts zero in on legacy energy systems

    Global power generation from renewables like solar and wind continues to rise, and innovation in fields like clean hydrogen production and nuclear fusion is thriving. But translating all that progress into lower global emissions will require major changes to legacy energy systems around the world. That was the most discussed challenge among speakers at this year’s MIT Energy Conference, hosted virtually last week by the MIT Energy Club.

    In some cases, energy systems can be adapted to integrate new power sources. In others, entirely new systems will have to be constructed to get power to people when they need it.

    “There’s an equilibrium between technology, policy, and infrastructure, and they all depend on each other,” explained panelist Vijay Swarup, the vice president of research and development at ExxonMobil.

    Many presenters began by acknowledging the huge strides solar and wind energy have made in terms of price and deployments over the last decade. In the event’s first keynote, George Bilicic of the global financial services firm Lazard presented his firm’s analysis on the cost of various energy sources, showing large-scale deployments of renewables are cost competitive with coal and gas in many circumstances.

    But incorporating variable energy sources like solar and wind into the grid can be difficult, both economically and technically. New systems are needed to better integrate such energy sources into existing infrastructure, speakers said.

    “I see digital services as a critical enabler of [clean energy] technologies, because there’s a lot more real-time management required when you’re dealing with a proliferation of energy solutions,” said Shell Energy Americas Senior Vice President Carolyn Comer, adding that Shell is developing new businesses models to harness more wind and solar energy. “The ability to switch [energy streams] on and off in a way that keeps the grid stable is critically important.”

    Grid stability was top of mind for many participants in the wake of the February storms in Texas, which resulted in an energy crisis that left 4.5 million homes and businesses without power. Although the causes of the system failures are still being investigated, multiple speakers voiced frustration that renewables were quickly blamed for a disaster in which energy from natural gas was also disrupted and the grid experienced broad failures.

    Speaking from San Antonio, Anthony Dorazio of Avangrid Renewables noted that in a future where extreme weather events are more common, grid resiliency needs to be a top priority.

    “It’s not how we design a perfect system, because we’ll never design a perfect system,” Dorazio said. “It’s how we react to the changing environment. We need to look at digitization, we need information to move much quicker, we need to use forecasting tools to manage these changes as they approach. When you look at what happened in Texas, in the end we’ll all learn from it. We’ll be better and stronger, and figure out better systems as a result.”

    The March 10-12 event, which featured talks by energy industry executives, startup founders, investors, and current and former government officials, is the largest, student-run clean energy conference in the world, according to conference co-organizer Trevor Thompson, an MBA candidate at the MIT Sloan School of Management.

    The 16th annual conference was also the first to include a panel on climate justice, where attendees heard from members of communities that have been disproportionately affected by fossil fuel emissions and pollution.

    As part of that panel, Jacqueline Patterson, the senior director of the NAACP Environmental and Climate Justice Program, talked about observing higher rates of asthma among children in her hometown neighborhood in the South Side of Chicago.

    “We have a broken energy system because instead of having a core purpose of providing energy and access to all, it has as a core purpose of providing wealth and power to a small few,” Patterson said.

    The panelists stressed the importance of an inclusive approach to crafting climate solutions that includes low-income, minority communities, which have historically been left out of discussions on energy.

    “Climate change is an all-hands-on-deck problem. Every one of us has to be part of the solution,” said Steph Speirs, founder and CEO of Solstice, a startup that works with low-income communities to build community solar projects.

    Speakers at the conference also discussed a number of policy proposals, including carbon taxes and clean energy subsidies.

    In a second keynote address, former U.S. secretary of energy Ernest Moniz discussed what he sees as key energy priorities for the administration of President Joe Biden, including the increased electrification of sectors like transportation and materials production, and the decarbonization of the U.S. electricity sector by 2035.

    Moniz, who is the Cecil and Ida Green Professor of Physics and Engineering Systems emeritus and special advisor to MIT President L. Rafael Reif, also cited areas like innovation and infrastructure where he sees bipartisan support for changes that could help lower greenhouse gas emissions. On the technology front, Moniz said so-called negative carbon solutions like carbon dioxide removal may be needed to help the world get to carbon neutrality in the near term. But, he added, “We’d better innovate like hell if we’re going to have something like carbon dioxide removal available in any appreciable way.”

    In an interactive session, Jason Jay, a senior lecturer at MIT and the director of the MIT Sloan Sustainability Initiative, gave a demonstration of the En-ROADS Climate Solutions Simulator, a model that lets users explore the impact of different climate policies on global temperatures.

    Jay entered an ambitious scenario into the simulator in which all developed countries dramatically reduce emissions beginning this year, and showed that global temperatures would still warm above 3 degrees Celsius by 2100 — a level scientists have warned would lead to catastrophic climate changes — demonstrating the importance of getting participation from China and other developing countries.

    “If we want solutions to the climate crisis, they have to be global solutions,” Jay said.

    A total of 15 student-led teams also pitched their startup ideas as part of the ClimateTech and Energy Prize, which concluded the conference. Finalist innovations included a biodegradable, mushroom-based packaging material, a water-treatment solution that uses no electricity or moving parts, and a company attempting to decarbonize hydrogen production.

    The winning team, Osmoses, is developing membrane technologies to improve chemical separation processes. The students said their solution could dramatically reduce industrial energy consumption.

    The pitch competition was a fitting end to a conference in which many speakers expressed optimism about the prospects of scaling innovations to avert the worst-case scenarios of global warming projected by experts.

    Still, many speakers said, it will take a lot of work and a renewed sense of urgency from the world’s leaders.

    “We can’t just wait until 2040 to meet the 2050 targets,” said Judy Chang, the Massachusetts undersecretary of energy. “Because 2050 sounds so far away, we might think can wait for the next generation, but we really only have several opportunities to take things on, and action is necessary in this decade.” More

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    How coal’s decline impacts county and school funding

    More extreme weather, heat waves, and inland flooding are some of the impacts that the state of Pennsylvania expects to see with a changing climate. And scientists and economists agree that, if we don’t quickly reduce the greenhouse gas pollution from fossil fuels like coal and gas that contribute to warming the planet, these impacts will only grow more costly and dangerous.

    Yet parts of western Pennsylvania, like many regions of the United States, rely on coal and gas production to support the local economy. Through its Here and Real project, the MIT Environmental Solutions Initiative (ESI) is investigating solutions that reduce carbon pollution and are economically just for communities that are reliant on fossil fuel production.

    In a new ESI white paper, the authors highlight the case of Greene County, Pennsylvania, and how equitable solutions need to be about more than creating jobs; they also need to protect schools.

    A frontline community for changing energy markets

    A roughly 36,000-person county in the southwestern corner of the state bounded on two sides by West Virginia, Greene County sits atop a vast coal bed that stretches from Alabama to northern Pennsylvania. Since 1986, it has been the number one coal mining county in one of the biggest coal-producing states in the country. But, as coal struggles to compete with methane gas prices, Greene County coal production has decreased in recent years.

    When most people hear about the decline of coal in the U.S., they picture out-of-work miners. What’s perhaps less obvious is that, in parts of the country where governments count on mines as major taxpayers, like Greene County, this reliance on coal also has affected critical social services, from public schools to senior programs.

    In the new white paper, authors at ESI show that the county’s reliance on tax revenues from coal production creates substantial financial risk. They also found that differences in how taxes are collected on coal production versus methane gas (also called natural gas) call into question claims that the shale gas boom could make up for the tax revenue shortfall.

    As coal mining wanes, Greene County contemplates its future

    While waiting tables after moving back home to Greene County in the wake of the Great Recession, Veronica Coptis heard from customers who felt captive to the coal industry. Coal provided good-paying jobs, but mining also wreaked havoc on the environment — something Coptis, who grew up fishing on a lake that was drained after a mining company ruptured a dam on it, has seen firsthand.

    Coptis soon started working at the Center for Coalfield Justice (CCJ), the nonprofit she now heads, to make sure that state regulators enforced environmental regulations on the mining industry. “There was definitely the need to advocate for the environment,” she recalls. “But being from the community, I couldn’t continue just doing environmental advocacy if I wasn’t doing economic justice advocacy as well.”

    In 2017, ESI Director John Fernández read a New Yorker profile of Coptis and reached out to explore a collaboration between CCJ and MIT. That year, CCJ had started a community outreach campaign to hear what residents thought about the decline of coal, the rise of methane gas, and the future of Greene County. “People were widely concerned about the jobs,” Coptis says. “But people were also widely aware of how much tax revenue and support comes back to the community from the coal operations that are here.”

    Greene County became the first engagement for ESI’s Here and Real project. “Our approach is not for MIT to come in and tell communities, ‘Here’s what we know and here’s what you should do,’” says Laur Hesse Fisher, ESI program director who heads Here and Real. Rather, “we work closely with local partners to conduct research that’s deeply relevant to the community, keeping front of mind the issues that matter most to them.”

    The following summer, Fernández and MIT student intern Ben Delhees, a finance and mathematical economics double major, visited western Pennsylvania to learn more about how the decline of the coal industry was affecting the county.

    School districts’ heavy reliance on coal taxes proves risky

    In the summer of 2018, Delhees worked with data from the Greene County Budget Office to study the local economic and environmental consequences of coal’s departure. Over winter and spring of 2018-2019, MIT students Mimi Wahid and Caroline Boone built upon his research by looking into how declining tax revenues from coal companies impacted school funding. Their internships with CCJ were supported by ESI and the PKG Center.

    They uncovered a concerning trend. Some school districts receive over half of their funding from a tax on the value of coal mined, which has declined almost 13% county-wide from 2010 to 2019. One district, Central Greene, saw mineral values decrease by 44% from 2010 to 2018. Even with tax raises, the district still saw mineral revenues go down 32% — a loss of $888,724.

    Wahid and Boone worked with the Center for Coalfield Justice to include these findings in the group’s door-to-door canvassing in the county, as well as a series of workshops that CCJ ran over the summer to educate residents on their local tax structure and how it was changing as coal companies leave and petrochemical companies move in. ESI also worked with students at Emerson College’s EnGAgeMEnt Lab to design a hands-on educational game to illustrate this research, that CCJ ran at three summer county fairs.

    “Part of what made this project successful was the diverse disciplines of the students,” said Hesse Fisher. Wahid majors in writing and urban planning and studies, while Boone majors in mechanical engineering, adding to Delhees’ focus on finance and mathematical economics and White-Nockleby’s anthropology studies. “Their different perspectives strengthened both the research and how we engaged with the community.”

    Authors find methane gas “can’t replace coal”

    Caroline White-Nockleby, a graduate student in MIT’s Doctoral Program in History, Anthropology, and Science, Technology, and Society, expanded upon their work by looking into how coal’s decline was impacting real estate tax revenues, and the extent to which the shale gas boom could offset those losses. Her research culminated in a white paper synthesizing all this information into a complete picture of Greene County’s tax structure, public services, and vulnerabilities as the coal industry declines.

    Hydraulic fracking — the process used to extract methane gas from shale — has soared in the past decade with 870 active wells in the county. To help make up for lost coal revenue, school districts have been using funds from a fee charged on these wells. But this is not a long-term solution, according to the white paper, because those revenues are so much lower than what was coming in from the coal mines.

    “There’s a narrative that money from fracking would be able to replace some of the money from coal extraction,” says White-Nockleby. “But actually, if you look at the numbers, that’s really not what’s happening. … You can project that within three years, they’re not going to be able to fill the budget gaps.”

    Greene County’s real estate tax revenue has also taken a hit. While coal companies remain the largest property taxpayers in the county, White-Nockleby found that property taxes paid by the largest coal companies fell from $5.2 million in 2015 to $3.1 million in 2019. And while there was some hope that increased methane gas production would offset this decline, methane gas companies pay much less in real estate taxes. “Gas basically can’t replace coal, and it has its own huge suite of environmental impacts,” White-Nockleby says.  

    The consolidation of Greene County’s revenue base among a small number of actors in which coal companies figure heavily, combined with the past and projected decline of the industry, poses a distinct financial risk — one that has been noted by the Global Credit Portal, the organization that rates the financial stability of the county’s municipal bonds. 

    Coptis, from the Center for Coalfield Justice, says the MIT tax analyses armed her group and other community members with the data needed to convince school board members and local officials to anticipate, rather than react to, mine closures.

    “Let’s start making the plan now to figure out [what] alternative revenue sources to build,” she says. “Because what these communities can’t withstand … is an increase in tax rates to cover the cost of an industry that bails on the community.”

    Next, ESI and CCJ are bringing these findings to county and state officials, as well as other communities going through similar transitions.

    “It is imperative to slow climate change, and we need to take care of people as we lower emissions,” says Hesse Fisher. “This paper has shown that we also need to look at the broader fiscal impacts of the energy transition. We hope this work can support states and communities as they plan for a resilient future.” More